Financial Crime Consultancy

Why SYSC326?

SYSC326 provides specialist consultancy support to assist client response to, and the management of financial crime risk.

About SYSC326 Services NEW - 'Failure to Prevent' offence Links & Sources

SERVICES

Fraud

Fraud risk assessment and fraud incident response in the operating environment.

Bribery & Corruption

Implementing risk-based systems and controls to mitigate ABC risk.

Money Laundering

Supporting compliance with The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017.

Regulatory Review

Planning for regulatory (or skilled person) review of financial crime risk.

Due Diligence

Anomaly assesment, fact-finding and investigative research to produce an independent report of findings and observations.

Non-Exec Support

Support challenge of financial crime risk framework in the operating environment.

Investigation

Support response to fraud loss event or fraud risk exposure.

Project SME

SME support to planning, development and delivery of financial crime projects.

Outsourcing Risk

Support to check ‘important’ operational functions are not impaired by: (a) Inadequate internal controls; or (b) Non-compliance with regulatory requirements.

Mock Interview

Assist with preparation for interview by UK regulatory body.

Compliance Assurance

Supporting monitoring of internal controls and regulatory compliance, aligned to adequacy and effectiveness of the financial crime framework.

Talent Support

Supporting firms to build internal resilience and sustainability.

Links & Sources

Questions and answers with links to reference sources.

Articles and announcements, with links to public sources.

Links to regulatory bodies and industry guidance.

Alphabetical list of acronyms relevant to financial crime.

FCA Enforcement Cases linked to Financial Crime.

General awareness quiz on Financial Crime.

Membership bodies aligned to Financial Crime risk.

Jon McNally - Overview of career experience