Quiz
10 general financial crime questions. Select a number from the menu bar, or select a question from the headings below. No tracking or scoring is built into the quiz. If you want to keep a record of your progress please do so separately. You can return to the quiz index by clicking 'H' in the menu bar.
When completing customer due diligence (CDD) on a UK entity as a corporate customer, information to be obtained includes that which relates to an entity's beneficial ownership and control.
CDD may involve checking the details of persons registered with Companies House as persons of significant control (PSC) (i.e., per PSC register). If a material discrepancy is identified between information collected for CDD purposes and that recorded by U.K. Companies House, an obliged entity must submit a report to Companies House.
Question - Which of the following best describes an obliged entity?
You selected '1 Only'
Obliged entities include:
See also: Companies House Guidance - Discrepancy reporting (PSC register)
To reset the question - 'Click here'
You selected '1 & 2'
Obliged entities include:
See also: Companies House Guidance - Discrepancy reporting (PSC register)
To reset the question - 'Click here'
You selected '1 & 3'
Obliged entities include:
See also: Companies House Guidance - Discrepancy reporting (PSC register)
To reset the question - 'Click here'
You selected '4 Only'
Obliged entities include:
See also: Companies House Guidance - Discrepancy reporting (PSC register)
To reset the question - 'Click here'
You selected 'All 4'
Obliged entities include:
See also: Companies House Guidance - Discrepancy reporting (PSC register)
To reset the question - 'Click here'
To exit the quiz and go to SYSC326 home page, click - 'Home'
